Reading 40 & 41

Code Of Ethics And Standards Of Professional Conduct And Guidance For Standards I to VII

11 modules 77 min
0/11

Exam Focus

In addition to reading this review of the ethics material, we strongly recommend that all candidates for the CFA® examination read the official CFA Institute curriculum books for ethics; specifically, the included examples and practice questions. The complete Code and Standards are reprinted in the CFA Program Curriculum.

Modules

  1. Module 40.1Introduction To The Code And StandardsDescribe the six components of the Code of Ethics and the seven Standards of Professional Conduct. · Explain the ethical responsibilities required of CFA Institute members and candidates in the CFA Program by the Code and Standards.7 min · 2 LOS
  2. Module 41.1Standards I(A) And I(B)Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to · Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.12 min · 2 LOS
  3. Module 41.2Standards I(C), I(D), And I(E)5 min
  4. Module 41.3Standards II(A) And II(B)4 min
  5. Module 41.4Standard III(A)3 min
  6. Module 41.5Standards III(B) And III(C)6 min
  7. Module 41.6Standards III(D) And III(E)3 min
  8. Module 41.7Standards IV(A), IV(B), and IV(C)9 min
  9. Module 41.8Standard V13 min
  10. Module 41.9Standard VI9 min
  11. Module 41.10Standard VII6 min
Practice quiz44 questions on this reading